SEC Form 4 · accession 0000950103-17-012216
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M Goldberg
Officer — VP, Chief Legal Officer
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Dec 4, 2017 | S | 11,128 | $32.10 | D | 11,690 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount.
- F2Includes restricted stock units. This total has been corrected to reflect an inadvertent overstatement by 20 shares in the amount reported in the reporting person's Form 3 filed May 23, 2017.