SEC Form 4 · accession 0000950103-17-011448
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandeep Nayyar
Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 20, 2017 | S | 2,705 | $33.58 | D | 8,606 | D | |
| Ordinary SharesF1,F2 | Nov 20, 2017 | S | 455 | $34.86 | D | 8,151 | D | |
| Ordinary SharesF1,F2 | Nov 20, 2017 | S | 1,694 | $35.80 | D | 6,457 | D | |
| Ordinary SharesF1,F2,F3 | Nov 20, 2017 | S | 2,294 | $36.73 | D | 4,163 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- F2This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.
- F3Includes Restricted Stock Units. This total has been corrected to reflect an inadvertent overstatement by 1 share in the amount reported in the reporting person's Form 3 filed May 23, 2017.