SEC Form 4/A · accession 0001104659-15-012294
Vista Outdoor Inc. · VSTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott David Chaplin
Officer — SVP, General Counsel & Secy
Period of report
Feb 9, 2015
Accepted (ET)
Feb 19, 2015 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2015 | A | 26,752 | $0.00 | A | 26,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3,F4 | $35.858 | Feb 9, 2015 | A | 5,804 | A | — | Mar 11, 2024 | Common Stock | 5,804 | 5,804 | D |
| Employee Stock Option (right to buy)F1,F3,F5 | $17.683 | Feb 9, 2015 | A | 14,542 | A | — | Mar 5, 2023 | Common Stock | 14,542 | 14,542 | D |
| Employee Stock Option (right to buy)F1,F3,F6 | $13.9701 | Feb 9, 2015 | A | 7,518 | A | — | Oct 1, 2022 | Common Stock | 7,518 | 7,518 | D |
Explanation of responses
- F1This amendment to Form 4 is being filed to revise the number of securities beneficially owned by the Reporting Person following the Spin-Off (as defined below) reported in the original Form 4 filed on 02/11/2015 due to a recalculation of the relevant conversion rates in respect of performance stock units and employee stock options following completion of the Spin-Off (as defined below).
- F2The securities reported are the result of the conversion of restricted stock and performance share units originally granted by Alliant Techsystems Inc. ("ATK") to the Reporting Person into restricted stock and restricted stock units, respectively, of the Issuer in connection with the spin-off of the Issuer from ATK (the "Spin-Off"). Other than this conversion, these restricted stock units generally have the same terms and conditions, including vesting, as the original ATK performance share units had immediately prior to the Spin-Off. In addition, the securities reported include shares of the Issuer's common stock received by the Reporting Person in connection with the Spin-Off.
- F3The securities reported are the result of the conversion of employee stock options originally granted by ATK to the Reporting Person into employee stock options of the Issuer in connection with the Spin-Off.
- F4Options become exercisable in three equal annual installments beginning March 11, 2015.
- F5Options became exercisable in three equal annual installments beginning March 5, 2014.
- F6Options became exercisable in three equal annual installments beginning October 1, 2013.