SEC Form 4 · accession 0001104659-15-009055
Vista Outdoor Inc. · VSTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark W Deyoung
Officer — Chairman, CEO & President · Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 333,130 | $0.00 | A | 333,130 | D | |
| Common Stock | holding | — | — | — | 2,598 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $15.27 | Feb 9, 2015 | A | 116,320 | A | — | Mar 6, 2022 | Common Stock | 116,320 | 116,320 | D |
| Employee Stock Option (right to buy)F2,F4 | $17.69 | Feb 9, 2015 | A | 103,961 | A | — | Mar 5, 2023 | Common Stock | 103,961 | 103,961 | D |
| Employee Stock Option (right to buy)F2,F5 | $35.86 | Feb 9, 2015 | A | 44,619 | A | — | Mar 11, 2024 | Common Stock | 44,619 | 44,619 | D |
| Phantom Stock UnitsF6,F7 | $0.00 | Feb 6, 2015 | A | 5,260 | A | — | — | Common Stock | 5,260 | 5,260 | D |
| Deferred Stock UnitsF8,F9 | $0.00 | Feb 6, 2015 | A | 20,336 | A | — | — | Common Stock | 20,336 | 20,336 | D |
Explanation of responses
- F1The securities reported are the result of the conversion of restricted stock and performance share units originally granted by Alliant Techsystems Inc. ("ATK") to the Reporting Person into restricted stock and restricted stock units, respectively, of the Issuer in connection with the spin-off of the Issuer from ATK (the "Spin-Off"). Other than this conversion, these restricted stock units generally have the same terms and conditions, including vesting, as the original ATK performance share units had immediately prior to the Spin-Off. In addition, the securities reported include shares of the Issuer's common stock received by the Reporting Person in connection with the Spin-Off.
- F2The securities reported are the result of the conversion of employee stock options originally granted by ATK to the Reporting Person into employee stock options of the Issuer in connection with the Spin-Off.
- F3Options become exercisable in three equal annual installments beginning March 6, 2013.
- F4Options became exercisable in three equal annual installments beginning March 5, 2014.
- F5Options become exercisable in three equal annual installments beginning March 11, 2015.
- F6The securities reported are the result of the conversion of phantom stock units originally granted by ATK to the Reporting Person into phantom stock units of the Issuer in connection with the Spin-Off. Other than this conversion, these phantom stock units generally have the same terms and conditions, including vesting, as the original ATK phantom stock units had immediately prior to the Spin-Off. These securities were originally acquired through the deemed reinvestment of dividend equivalents in the form of additional phantom stock units credited to the Reporting Person's account under ATK's Nonqualified Deferred Compensation Plan (NQDCP). The phantom stock units will be settled 100% in cash following the Reporting Person's termination of employment or such other date specified by the Reporting Person. NQDCP participants may reallocate amounts between this phantom stock unit investment alternative and other investment accounts during a 10-day window period each quarter.
- F7Converts to common stock 1-for-1.
- F8The securities reported are the result of the conversion of deferred stock units originally granted by ATK to the Reporting Person into deferred stock units of the Issuer in connection with the Spin-Off. Other than this conversion, these deferred stock units have the same terms and conditions, including vesting, as the original ATK deferred stock units immediately prior to the Spin-Off. These securities were originally acquired through the deemed reinvestment of dividend equivalents in the form of additional deferred stock units credited to the Reporting Person's account under the ATK's NQDCP. The deferred stock units will be settled 100% in shares of the Issuer's common stock following the Reporting Person's termination of employment or such other date specified by the Reporting Person.
- F9Converts to common stock 1-for-1.