SEC Form 4/A · accession 0001437749-16-037566
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Fowler Moore
Director
Period of report
Jul 1, 2016
Accepted (ET)
Aug 16, 2016 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jul 1, 2016 | D | 25,341 | $19.59 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and Pinnacle Financial Partners, Inc. in exchange for .36 shares of Pinnacle Financial Partners, Inc. common stock having a closing price of $48.85 per share immediately prior to the effective time of the merger and $2 per share in cash.
- F2The original Form 4 filed on July 6, 2016 incorrectly listed the number of shares being disposed of by the reporting person. This Form 4 amendment is filed to correctly reflect the number of shares disposed of by the reporting person. No other changes have been made to the original Form 4.