SEC Form 4 · accession 0001437749-16-034971
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Ingram
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | D | 151,200 | $19.59 | D | 0 | D | |
| Common StockF1,F2 | Jul 1, 2016 | D | 380,000 | $19.59 | D | 0 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and Pinnacle Financial Partners, Inc. in exchange for .36 shares of Pinnacle Financial Partners, Inc. common stock having a closing price of $48.85 per share immediately prior to the effective time of the merger and $2 per share in cash.
- F2These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.