SEC Form 4 · accession 0001437749-16-034967
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara J Zipperian
Officer — Executive VP & CFO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | F | 1,068 | $19.65 | D | 105,174 | D | |
| Common StockF2 | Jul 1, 2016 | D | 105,174 | $19.59 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares forfeited to the issuer for tax withholding in connection with vesting of previously issued restricted stock award.
- F2Disposed of pursuant to merger agreement between issuer and Pinnacle Financial Partners, Inc. in exchange for .36 shares of Pinnacle Financial Partners, Inc. common stock having a closing price of $48.85 per share immediately prior to the effective time of the merger and $2 per share in cash.