SEC Form 4 · accession 0001437749-16-030529
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G. Kent Cleaver
Officer — President and COO
Period of report
Apr 29, 2016
Accepted (ET)
May 2, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | M | 54,000 | $10.00 | A | 209,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.00 | Apr 29, 2016 | M | 54,000 | D | — | Aug 24, 2017 | Common Stock | 54,000 | — | D |
Explanation of responses
- F1The reported transactions represent the exercise of 10-year options.
- F2Option shares vested in various installments based on time and performance components.