SEC Form 4 · accession 0001437749-15-019224
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Dorris
Officer — SVP & Bank Ops Executive
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 2,000 | $10.00 | A | 11,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.00 | Oct 28, 2015 | M | 2,000 | D | — | Aug 21, 2022 | Common Stock | 2,000 | 8,000 | D |
Explanation of responses
- F1The reported transactions represent the exercise of 10-year options.
- F2Option shares vested in equal fifty percent installments on April 30, 2015 and August 21, 2015.