SEC Form 4 · accession 0001437749-15-011243
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Dorn
Officer — SVP, Chief Mrktg & Strategy
Period of report
May 28, 2015
Accepted (ET)
May 28, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | J | 16,080 | $0.00 | D | 4,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person no longer has a reportable beneficial interest in 16,080 shares of Avenue Financial Holdings common stock previously owned jointly by reporting person and his father. Such shares were re-issued 3,920 shares to reporting person and 16,080 shares to his father individually representing a change in record ownership and reportable beneficial ownership but not a change in pecuniary interest.