SEC Form 4 · accession 0001209191-15-012224
Avenue Financial Holdings, Inc. · AVNU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Ingram
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616297
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | P | 5,000 | $11.00 | A | 109,845 | D | |
| Common StockF2 | holding | — | — | — | 380,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to the Issuer's Directed Share Program in connections with the Issuer's IPO.
- F2These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks
Executed pursuant to power of attorney filed February 9, 2015