SEC Form 4 · accession 0001437749-19-004083
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Pope
Officer — Sr. VP Franchise Development
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Mar 1, 2019 | A | 25,000 | $0.00 | A | 44,678 | D | |
| Common | holding | — | — | — | 38,344 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan, which vests in 6 equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.