SEC Form 4/A · accession 0001437749-18-000936
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bryan J Merryman
Officer — COO/CFO Treasurer · Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 18, 2018 | S | 2,400 | $12.3306 | D | 47,600 | D | |
| Common | Jan 18, 2018 | S | 1,000 | $12.0786 | D | 46,600 | D | |
| Common | Jan 18, 2018 | S | 6,600 | $12.1077 | D | 40,000 | D | |
| Common | Jan 19, 2018 | S | 5,000 | $12.3196 | D | 35,000 | D | |
| Common | Jan 19, 2018 | S | 5,000 | $12.30 | D | 30,000 | D | |
| Common | holding | — | — | — | 17,330 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.