SEC Form 4 · accession 0001437749-17-019124
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Pope
Officer — Sr. VP Franchise Development
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 10, 2017 | S | 1,000 | $11.54 | D | 26,678 | D | |
| Common | Nov 13, 2017 | S | 3,000 | $11.41 | D | 23,678 | D | |
| Common | holding | — | — | — | 34,038 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.