SEC Form 4 · accession 0001437749-17-018672
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward L Dudley
Officer — VP Sales & Marketing
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 7, 2017 | S | 1,000 | $11.40 | D | 44,556 | D | |
| Common | Nov 7, 2017 | S | 240 | $11.41 | D | 44,316 | D | |
| Common | Nov 8, 2017 | S | 500 | $11.40 | D | 43,816 | D | |
| Common | Nov 8, 2017 | S | 253 | $11.4228 | D | 43,563 | D |
Table II — derivative securities
No Table II lines on this filing.