SEC Form 4 · accession 0001437749-17-002241
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 13, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 13, 2017 | S | 1,393 | $10.75 | D | 461,581 | D | |
| Common | Feb 13, 2017 | S | 205 | $10.80 | D | 461,376 | D | |
| Common | Feb 13, 2017 | S | 200 | $10.774 | D | 461,176 | D | |
| Common | Feb 13, 2017 | S | 202 | $10.771 | D | 460,974 | D | |
| Common | Feb 13, 2017 | S | 300 | $10.805 | D | 460,674 | D | |
| Common | holding | — | — | — | 40,248 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.