SEC Form 4 · accession 0001437749-17-002123
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 10, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 10, 2017 | S | 2,252 | $10.75 | D | 476,814 | D | |
| Common | Feb 10, 2017 | S | 300 | $10.825 | D | 476,514 | D | |
| Common | Feb 10, 2017 | S | 1,500 | $10.801 | D | 475,014 | D | |
| Common | Feb 10, 2017 | S | 200 | $10.82 | D | 474,814 | D | |
| Common | Feb 10, 2017 | S | 4,800 | $10.80 | D | 470,014 | D | |
| Common | Feb 10, 2017 | S | 400 | $10.755 | D | 469,614 | D | |
| Common | Feb 10, 2017 | S | 2,000 | $10.751 | D | 467,614 | D | |
| Common | Feb 10, 2017 | S | 100 | $10.85 | D | 467,514 | D | |
| Common | Feb 10, 2017 | S | 192 | $10.772 | D | 467,322 | D | |
| Common | Feb 10, 2017 | S | 2,025 | $10.76 | D | 465,297 | D | |
| Common | Feb 10, 2017 | S | 348 | $10.795 | D | 464,949 | D | |
| Common | Feb 10, 2017 | S | 1,775 | $10.7501 | D | 463,174 | D | |
| Common | Feb 10, 2017 | S | 200 | $10.762 | D | 462,974 | D | |
| Common | holding | — | — | — | 40,248 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.