SEC Form 4 · accession 0001437749-17-001950
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 7, 2017 | S | 372 | $11.00 | D | 503,100 | D | |
| Common | Feb 7, 2017 | S | 752 | $10.93 | D | 502,348 | D | |
| Common | Feb 7, 2017 | S | 296 | $10.92 | D | 502,052 | D | |
| Common | Feb 7, 2017 | S | 179 | $10.851 | D | 501,873 | D | |
| Common | Feb 7, 2017 | S | 500 | $10.85 | D | 501,373 | D | |
| Common | Feb 7, 2017 | S | 300 | $10.821 | D | 501,073 | D | |
| Common | Feb 7, 2017 | S | 400 | $10.82 | D | 500,673 | D | |
| Common | Feb 7, 2017 | S | 1,800 | $10.801 | D | 498,873 | D | |
| Common | Feb 7, 2017 | S | 11,920 | $10.80 | D | 486,953 | D | |
| Common | Feb 7, 2017 | S | 400 | $10.811 | D | 486,553 | D | |
| Common | Feb 7, 2017 | S | 400 | $10.808 | D | 486,153 | D | |
| Common | Feb 7, 2017 | S | 400 | $10.81 | D | 485,753 | D | |
| Common | Feb 7, 2017 | S | 200 | $10.8198 | D | 485,553 | D | |
| Common | Feb 7, 2017 | S | 80 | $10.76 | D | 485,473 | D | |
| Common | Feb 7, 2017 | S | 100 | $10.825 | D | 485,373 | D | |
| Common | Feb 8, 2017 | S | 3,715 | $10.75 | D | 481,658 | D | |
| Common | Feb 8, 2017 | S | 2,500 | $10.80 | D | 479,158 | D | |
| Common | Feb 8, 2017 | S | 92 | $10.76 | D | 479,066 | D | |
| Common | holding | — | — | — | 40,248 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.