SEC Form 4 · accession 0001437749-17-001414
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Jan 31, 2017
Accepted (ET)
Jan 31, 2017 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 31, 2017 | S | 3,600 | $11.00 | D | 505,073 | D | |
| Common | holding | — | — | — | 40,248 | I | by 401k Plan |
Table II — derivative securities
No Table II lines on this filing.