SEC Form 4 · accession 0001437749-16-043623
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Pope
Officer — Sr. VP Franchise Development
Period of report
Dec 15, 2016
Accepted (ET)
Dec 21, 2016 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 15, 2016 | G | 800 | $10.12 | D | 35,978 | D | |
| Common | holding | — | — | — | 32,956 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.