SEC Form 4 · accession 0001437749-16-043592
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 19, 2016 | S | 75 | $10.2801 | D | 508,673 | D | |
| Common | holding | — | — | — | 40,306 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned have been updated to reflect the reporting owner's conversion of stock previously held indirectly by the 401(k) plan that are now owned directly.