SEC Form 4 · accession 0001437749-16-041161
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Kien
Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 4, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 4, 2016 | S | 10,000 | $10.00 | D | 22,366 | D |
Table II — derivative securities
No Table II lines on this filing.