SEC Form 4 · accession 0001437749-16-040666
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan J Merryman
Officer — COO/CFO Treasurer · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Oct 28, 2016 | S | 2,100 | $10.2533 | D | 84,150 | D | |
| Common | Oct 31, 2016 | S | 500 | $10.172 | D | 83,650 | D | |
| Common | holding | — | — | — | 17,129 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.