SEC Form 4 · accession 0001437749-16-039942
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan J Merryman
Officer — COO/CFO Treasurer · Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Oct 17, 2016 | S | 100 | $10.35 | D | 95,000 | D | |
| Common | Oct 18, 2016 | S | 1,000 | $10.39 | D | 94,000 | D | |
| Common | holding | — | — | — | 17,129 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.