SEC Form 4 · accession 0001437749-16-037773
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Aug 17, 2016 | S | 200 | $10.38 | D | 464,103 | D | |
| Common | Aug 17, 2016 | S | 630 | $10.30 | D | 463,473 | D | |
| Common | Aug 17, 2016 | S | 100 | $10.39 | D | 463,373 | D | |
| Common | Aug 17, 2016 | S | 200 | $10.35 | D | 463,173 | D | |
| Common | Aug 17, 2016 | S | 500 | $10.34 | D | 462,673 | D | |
| Common | Aug 17, 2016 | S | 100 | $10.26 | D | 462,573 | D | |
| Common | Aug 17, 2016 | S | 100 | $10.265 | D | 462,473 | D | |
| Common | Aug 17, 2016 | S | 100 | $10.325 | D | 462,373 | D | |
| Common | Aug 17, 2016 | S | 170 | $10.304 | D | 462,203 | D | |
| Common | Aug 17, 2016 | S | 200 | $10.375 | D | 462,003 | D | |
| Common | Aug 17, 2016 | S | 200 | $10.40 | D | 461,803 | D | |
| Common | Aug 17, 2016 | S | 200 | $10.305 | D | 461,603 | D | |
| Common | Aug 17, 2016 | S | 200 | $10.31 | D | 461,403 | D | |
| Common | Aug 17, 2016 | S | 300 | $10.37 | D | 461,103 | D | |
| Common | Aug 17, 2016 | S | 300 | $10.405 | D | 460,803 | D | |
| Common | Aug 17, 2016 | S | 300 | $10.33 | D | 460,503 | D | |
| Common | Aug 17, 2016 | S | 400 | $10.395 | D | 460,103 | D | |
| Common | Aug 17, 2016 | S | 500 | $10.50 | D | 459,603 | D | |
| Common | Aug 17, 2016 | S | 500 | $10.45 | D | 459,103 | D | |
| Common | Aug 17, 2016 | S | 800 | $10.315 | D | 458,303 | D | |
| Common | holding | — | — | — | 92,593 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.