SEC Form 4 · accession 0001437749-16-037046
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director · 10% Owner
Period of report
Aug 10, 2016
Accepted (ET)
Aug 10, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Aug 10, 2016 | S | 400 | $10.00 | D | 467,903 | D | |
| Common | Aug 10, 2016 | S | 100 | $10.005 | D | 467,803 | D | |
| Common | holding | — | — | — | 92,593 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.