SEC Form 4 · accession 0001437749-16-036703
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director · 10% Owner
Period of report
Jul 20, 2016
Accepted (ET)
Aug 8, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jul 20, 2016 | S | 58 | $10.05 | D | 478,245 | D | |
| Common | Jul 20, 2016 | S | 101 | $10.04 | D | 478,144 | D | |
| Common | Jul 20, 2016 | S | 2,341 | $10.01 | D | 475,803 | D | |
| Common | Jul 21, 2016 | S | 6 | $10.06 | D | 475,797 | D | |
| Common | Jul 21, 2016 | S | 100 | $10.005 | D | 475,697 | D | |
| Common | Jul 21, 2016 | S | 300 | $10.05 | D | 475,397 | D | |
| Common | Jul 21, 2016 | S | 500 | $10.065 | D | 474,897 | D | |
| Common | Jul 21, 2016 | S | 1,694 | $10.01 | D | 473,203 | D | |
| Common | Jul 22, 2016 | S | 600 | $10.005 | D | 472,603 | D | |
| Common | Jul 22, 2016 | S | 600 | $10.00 | D | 472,003 | D | |
| Common | Jul 26, 2016 | S | 200 | $10.00 | D | 471,803 | D | |
| Common | Jul 27, 2016 | S | 3,500 | $10.00 | D | 468,303 | D | |
| Common | holding | — | — | — | 92,593 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.