SEC Form 4 · accession 0001437749-16-024080
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Kinney Jeremy
Officer — VP Finance
Period of report
Jan 25, 2016
Accepted (ET)
Jan 26, 2016 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 25, 2016 | S | 2,499 | $10.57 | D | 20,197 | D | |
| Common | Jan 26, 2016 | S | 501 | $10.53 | D | 19,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $10.55 to $10.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.