SEC Form 4 · accession 0001437749-16-023405
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director · 10% Owner
Period of report
Dec 28, 2015
Accepted (ET)
Jan 8, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 28, 2015 | G | 7,000 | $10.32 | D | 478,803 | D | |
| Common | holding | — | — | — | 89,075 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.