SEC Form 4 · accession 0001437749-15-019773
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna L. Coupe
Officer — VP Franchise Support
Period of report
Nov 5, 2015
Accepted (ET)
Nov 5, 2015 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 5, 2015 | S | 200 | $10.88 | D | 19,415 | D | |
| Common | Nov 5, 2015 | S | 800 | $10.8811 | D | 18,615 | D | |
| Common | Nov 5, 2015 | S | 900 | $10.8812 | D | 17,715 | D | |
| Common | Nov 5, 2015 | S | 100 | $10.8818 | D | 17,615 | D | |
| Common | holding | — | — | — | 2,071 | I | by 401k (plan) |
Table II — derivative securities
No Table II lines on this filing.