SEC Form 4 · accession 0001437749-15-019386
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Kien
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 2, 2015 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 2, 2015 | S | 2,500 | $11.00 | D | 42,966 | D | |
| Common | Nov 2, 2015 | S | 2,500 | $11.01 | D | 40,466 | D |
Table II — derivative securities
No Table II lines on this filing.