SEC Form 4 · accession 0001437749-15-018595
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Crail
Officer — President / Chairman BOD · Director · 10% Owner
Period of report
Oct 19, 2015
Accepted (ET)
Oct 20, 2015 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Oct 19, 2015 | S | 5,000 | $11.2606 | D | 490,803 | D | |
| Common | holding | — | — | — | 91,200 | I | by 401k(plan) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $11.20 to $11.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.