SEC Form 4 · accession 0001193125-26-386887
Rocky Mountain Chocolate Factory, Inc. · RMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Richart Geygan
Director · 10% Owner
Period of report
Aug 31, 2026
Accepted (ET)
Sep 9, 2026 · 9:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001616262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2026 | A | 3,900 | — | A | 188,941 | D | |
| Common StockF1 | Sep 1, 2026 | A | 55,622 | — | A | 244,563 | D | |
| Common StockF4,F2,F3 | Sep 9, 2026 | J | 16,605 | — | D | 1,775,873 | I | By Global Value Investment Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- F3The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4As of September 9, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.