SEC Form 5 · accession 0001321927-16-000053
Pomona Investment Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Roland
Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jan 4, 2016 | P | 4,888 | $10.23 | A | 4,888 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Form 4 was filed on January 4, 2016. The number of shares were estimated based on the most recently available NAV. This form amends the share amount based on the final NAV.
- F2The December 31, 2015 valuation for Pomona Investment Fund is $10.23 per share.