SEC Form 4 · accession 0001140361-15-043320
Symmetry Surgical Inc. · SSRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronda Harris
Officer — VP, Chief Accounting Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 20,024 | $0.00 | A | 64,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted pursuant to the Company's 2014 Equity Incentive Plan, the terms of which were filed in the Company's filing on Form S-4 on October 31, 2014. These shares were granted in exchange for Ms. Harris' forfeiture of an opportunity to earn $160,193 in cash pursuant to the original grant agreement. These shares will be earned, if at all, if the Company achieves certain established performance metrics over the following three (3) years. If a metric is achieved and a tranche is earned, then that particular tranche will vest three (3) years thereafter. Any shares not earned on the third anniversary of the date of grant will be forfeited.