SEC Form 4 · accession 0000310051-16-000056
Symmetry Surgical Inc. · SSRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
KING LUTHER CAPITAL MANAGEMENT CORP
10% Owner
Luther King Jr.
10% Owner
John Bryan King
10% Owner
LKCM Core Discipline, L.P.
10% Owner
LKCM Micro-Cap Partnership, L.P.
10% Owner
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2016 | J | 1,528,532 | $13.10 | D | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective July 1, 2016, the Issuer consummated its merger with Symmetry Surgical Holdings, Inc., a Delaware corporation (Holdings), and Symmetry Acquisition Corp., Inc., a Delaware corporation and wholly-owned subsidiary of Holdings (Merger Sub), contemplated by the Agreement and Plan of Merger (Merger Agreement), by and among the Issuer, Holdings and Merger Sub (Merger). As contemplated by the Merger Agreement, at the effective time of the Merger on July 1, 2016, each issued and outstanding share of Common Stock (including shares held by the Reporting Persons) was automatically cancelled and converted into the right to receive $13.10 in cash.
- F2This Form 4 is filed on behalf of Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM is the investment manager of PDP, Micro and Core. J. Luther King, Jr. is a controlling shareholder of LKCM, and J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.