SEC Form 4 · accession 0001209191-17-004177
CAL-MAINE FOODS INC · CALM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adolphus B Baker
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Jan 15, 2017
Accepted (ET)
Jan 18, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | G | 2,150 | $0.00 | D | 244,399 | D | |
| Common Stock | Dec 21, 2016 | G | 1,956 | $0.00 | D | 242,443 | D | |
| Class A Common Stock | Dec 29, 2016 | G | 634 | $0.00 | A | 1,212,190 | D | |
| Class A Common StockF1 | Dec 29, 2016 | G | 634 | $0.00 | A | 2,988 | I | By wife |
| Common Stock | Jan 15, 2017 | F | 3,614 | $43.00 | D | 238,829 | D | |
| Common Stock | Jan 16, 2017 | A | 6,500 | $0.00 | A | 245,329 | D | |
| Common StockF1 | holding | — | — | — | 233,320 | I | By wife | |
| Common StockF1,F4 | holding | — | — | — | 4,813 | I | By wife's KSOP | |
| Common StockF4 | holding | — | — | — | 145,820 | I | By KSOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all securities held by his wife, Dinnette Adams Baker, directly or indirectly, and this report should not be deemed an admission that the reporting person is the beneficial owner for the purposes of Section 16 or any other purpose.
- F2Shares withheld to cover taxes due upon the vesting of restricted stock.
- F3Represents a grant of time-vesting restricted stock, which will vest on the third anniversary of the date of grant.
- F4Represents current allocation under KSOP.