SEC Form 4 · accession 0001209191-16-117756
CAL-MAINE FOODS INC · CALM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adolphus B Baker
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2016 | S | 39,205 | $52.012 | D | 307,344 | D | |
| Common StockF2 | May 4, 2016 | S | 60,795 | $51.918 | D | 246,549 | D | |
| Common StockF3 | holding | — | — | — | 233,320 | I | By wife | |
| Common StockF3,F4 | holding | — | — | — | 4,770 | I | By wife's KSOP | |
| Common StockF4 | holding | — | — | — | 145,722 | I | By KSOP | |
| Class A Common Stock | holding | — | — | — | 1,211,556 | D | ||
| Class A Common StockF3 | holding | — | — | — | 2,354 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $51.55 to $52.40. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $51.57 to $52.42. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
- F3The reporting person disclaims beneficial ownership of all securities held by his wife, Dinnette Adams Baker, directly or indirectly, and this report should not be deemed an admission that the reporting person is the beneficial owner for the purposes of Section 16 or any other purpose.
- F4Represents current allocation under KSOP.