SEC Form 4 · accession 0001195245-15-000004
CAL-MAINE FOODS INC · CALM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Dawson
Officer — Vice President, CFO, Sec/Treas · Director
Period of report
Apr 29, 2015
Accepted (ET)
Apr 30, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 6,000 | $2.965 | A | 15,700 | D | |
| Common StockF4 | Apr 29, 2015 | S | 3,000 | $44.785 | D | 12,700 | D | |
| Common StockF5 | Apr 30, 2015 | S | 3,000 | $44.904 | D | 9,700 | D | |
| Common StockF2 | holding | — | — | — | 4,722 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $2.965 | Apr 29, 2015 | M | 6,000 | D | Aug 17, 2006 | Aug 17, 2015 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Exercise of purchase right pursuant to option issued under Issuer's 2005 Incentive Stock Option Plan.
- F2Allocation of KSOP Shares at April 29, 2015.
- F3100% of these stock options are currently exercisable.
- F4The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.70 to $44.90 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.85 to $45.00 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.