SEC Form 4 · accession 0001195245-15-000003
CAL-MAINE FOODS INC · CALM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Dawson
Officer — Vice President, CFO, Sec/Treas · Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | A | 2,500 | $36.63 | A | 9,700 | D | |
| Common StockF2 | holding | — | — | — | 4,620 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $2.965 | holding | — | — | — | Aug 17, 2006 | Aug 17, 2015 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Award of time-vesting restricted stock pursuant to Cal-Maine Foods, Inc. 2012 Omnibus Long-Term Incentive Plan, subject to continuing employment. The award was approved by a committee composed solely of two or more non-employee directors of the issuer for purposes of Rule 16b-3 and includes an optional tax withholding feature. The award will vest 100% on the third anniversary of the date of grant, which was January 15, 2015.
- F2Allocation of KSOP Shares at January 16, 2015.
- F3100% of these stock options are currently exercisable.