SEC Form 4 · accession 0001036241-15-000006
CAL-MAINE FOODS INC · CALM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adolphus B Baker
Officer — Chairman, President & CEO · Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 13, 2015 | A | 14,000 | $2.965 | A | 347,262 | D | |
| Common StockF3 | holding | — | — | — | 248,368 | I | By wife | |
| Common StockF4 | holding | — | — | — | 145,524 | I | By KSOP | |
| Common StockF3,F4 | holding | — | — | — | 4,557 | I | By wife's KSOP | |
| Class A Common Stock | holding | — | — | — | 1,210,248 | D | ||
| Class A Common StockF3 | holding | — | — | — | 1,046 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $2.965 | May 13, 2015 | M | 14,000 | D | Aug 17, 2006 | Aug 17, 2015 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1Exercise of purchase right pursuant to option issued under Issuer's 2005 Incentive Stock Option Plan.
- F246 of such shares are owned by the reporting person and his wife as joint tenants.
- F3The reporting person disclaims beneficial ownership of all securities held by his wife, Dinnette Adams Baker, directly or indirectly, and this report should not be deemed an admission that the reporting person is the beneficial owner for the purposes of Section 16 or any other purpose.
- F4Allocation of KSOP shares at May 13, 2015.