SEC Form 4 · accession 0000899243-15-008477
C&J Energy Services, Inc. · CJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C. McMullen Jr.
Officer — President & CFO · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 17, 2015 | M | 111,000 | $1.43 | A | 555,394 | D | |
| Common SharesF1 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $1.43 | Nov 17, 2015 | M | 111,000 | D | Dec 23, 2010 | Nov 11, 2018 | Common Shares | 111,000 | 0 | D |
Explanation of responses
- F1Included are (i) 50,000 shares of Common Stock of the Issuer held by a trust for the benefit of the Reporting Person, of which the Reporting Person serves as trustee and which he may be deemed to be the beneficial owner and (ii) 50,000 shares of Common Stock of the Issuer held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person serves as trustee and which he may be deemed to be the beneficial owner.