SEC Form 4 · accession 0001593968-18-000809
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Patrick Gehl
Director
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 17, 2018 | M | 5,000 | — | A | 15,000 | D | |
| Common StockF3 | holding | — | — | — | 43,184 | I | By BigBoy, LLC | |
| Common StockF4 | holding | — | — | — | 29,400 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | May 17, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017.
- F2The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.
- F3Shares are owned by BigBoy, LLC. Reporting person is the Manager of, and owns 50% of the membership interests in, BigBoy, LLC. Reporting person disclaims beneficial ownership of the shares owned by BigBoy, LLC, except to the extent of his pecuniary interest in such shares.
- F4Shares are held by reporting person, as trustee of his living trust.
- F5Each restricted stock unit represents a right to receive one share of common stock.
- F6The restricted stock units vested on May 17, 2018.