SEC Form 4 · accession 0001593968-18-000604
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter F Collins
Officer — EVP and CFO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,000 | I | Held by family trust | |
| Common Stock | holding | — | — | — | 33,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.14 | Mar 15, 2018 | A | 37,099 | A | Mar 15, 2019 | Mar 15, 2028 | Common Stock | 37,099 | 37,099 | D |
Explanation of responses
- F1Shares are held by reporting person and his spouse as trustees of a family trust.
- F225% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer.