SEC Form 4 · accession 0001593968-18-000598
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Oates
Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 15, 2018 | J | 52,182 | $0.00 | A | 55,484 | I | By NIO Advisors, LLC |
| Common StockF4 | holding | — | — | — | 25,457 | I | By RimLight, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired by NIO Advisors, LLC as a result of a pro rata distribution by BV16, LLC to all of its members.
- F2Includes 3,302 shares that have been distributed by RimLight, LLC to NIO Advisors, LLC, which shares were previously reported by reporting person as indirectly owned, representing a change in form of indirect ownership only.
- F3Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.
- F4Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.