SEC Form 4 · accession 0001593968-18-000545
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter F Collins
Officer — EVP and CFO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | P | 8,012 | $14.0534 | A | 8,012 | I | Held by family trust |
| Common StockF3,F2 | Mar 8, 2018 | P | 1,988 | $14.5916 | A | 10,000 | I | Held by family trust |
| Common StockF4 | holding | — | — | — | 33,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average purchase price for an aggregate of 8,012 shares purchased in multiple transactions at prices ranging from $13.46 to $14.44 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Shares are held by reporting person and his spouse as trustees of a family trust.
- F3Reflects the weighted-average purchase price for an aggregate of 1,988 shares purchased in multiple transactions at prices ranging from $14.46 to $14.71 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4Includes 784 shares acquired through the issuer's Employee Stock Purchase Plan on January 31, 2018.