SEC Form 4 · accession 0000934549-19-000003
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
ACACIA RESEARCH CORP
10% Owner
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| VERI Common Stock | Jan 10, 2019 | S | 250,000 | $5.2096 | D | 1,169,520 | D | |
| VERI Common StockF1 | Jan 11, 2019 | S | 284,748 | $4.8118 | D | 884,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.090, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form.