SEC Form 4 · accession 0000934549-18-000096
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ACACIA RESEARCH CORP
10% Owner
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | S | 82,275 | $6.3695 | D | 1,537,245 | D | |
| Common StockF1 | Dec 12, 2018 | S | 117,725 | $6.1116 | D | 1,419,520 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $6.50, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exhange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.