SEC Form 4 · accession 0000899243-15-005144
Fenix Parts, Inc. · FENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Dayton
Director
Period of report
May 29, 2015
Accepted (ET)
Sep 22, 2015 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615153
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 29, 2015 | J | 38,653 | $0.00 | A | 193,269 | I | By Dayton Family LP |
| Common stockF2 | Sep 18, 2015 | P | 10,000 | $8.144 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a participant in the issuer's first and second bridge offerings, the reporting person received an aggregate of 38,653 shares of the issuer's common stock from the issuer's founders, pursuant to an agreement by the issuer's founders to transfer shares of the issuer's common stock owned by the founders to the bridge investors in a quantity sufficient for the bridge investors to be "made whole" for the difference between (i) the value of the bridge investors' shares at the public offering price of $8.00 per share and (ii) the value of their shares at $10.00 per share.
- F2This transaction was executed in multiple trades at prices ranging from $8.07 to $8.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.