SEC Form 4 · accession 0001680052-16-000002

CardConnect Corp. · CCN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COO

Period of report

Jul 29, 2016

Accepted (ET)

Aug 2, 2016 · 5:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001614818

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 29, 2016	A	41,353	$0.00	A	41,353	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$10.61	Jul 29, 2016	A	410,024	A	—	Jul 29, 2026	Common Stock	410,024	410,024	D
Stock Option (Right to Buy)^F3	$2.39	Jul 29, 2016	A	92,520	A	Jul 29, 2016	Sep 15, 2020	Common Stock	92,520	92,520	D
Stock Option (Right to Buy)^F3	$4.65	Jul 29, 2016	A	96,973	A	Jul 29, 2016	Oct 7, 2021	Common Stock	96,973	96,973	D
Stock Option (Right to Buy)^F3	$4.55	Jul 29, 2016	A	50,184	A	Jul 29, 2016	Jun 7, 2022	Common Stock	50,184	50,184	D
Stock Option (Right to Buy)^F3	$4.73	Jul 29, 2016	A	33,425	A	Jul 29, 2016	Oct 23, 2023	Common Stock	33,425	33,425	D

F1Represents 41,353 shares of common stock issued as partial consideration in connection with the merger of FTS Holding Corporation into a subsidiary of FinTech Acquisition Corp. (the "Merger).
F2The Reporting Person is a participant in the 2016 Omnibus Equity Compensation Plan (the "Plan"). The Reporting Person received options to purchase common stock pursuant to the Plan. Options to purchase common stock begin vesting at 25% on the first anniversary of the Grant Date and an additional 25% on an annual basis thereafter.
F3Represents options to purchase common stock, issued as partial consideration in connection with the Merger.